The Bank for International Settlements has established a working group which will, in conjunction with central banks across the globe, work toward single global regulation for the FX industry
Read moreThe joint outreach program will be held on July 14 at the SEC's Washington D.C. headquarters, with topics of interest on the agenda including cybersecurity, anti-money laundering, and firms' approaches to supervision and sales practices
Read moreSome regulatory news coming from the Australian Securities and Investments Commission (ASIC) this morning. Following concerns raised by the financial regulator, Advanced Markets Ltd (Advanced Markets) has agreed to make changes to its website. The changes relate to statements which may have been misunderstood as implying that ASIC regulates all financial services provided by Advanced Markets,…
Read moreA website promoting Cypriot binary options brokers is misusing the name and the logo of the French financial markets regulator.
Read moreESMA is interested in how different virtual currencies and the associated blockchain, or distributed ledger, can be used in investments, and seeks input from market participants
Read moreMcVean Trading & Investments, and K&M Trading, along with the Principals of both firms, failed to enact required procedures regarding allocations from bunched customer orders
Read moreBritish regulatory authority warns that a bogus website is operating which unlawfully uses the same name as global investment giant BlackRock, as well as the firm's FCA registration number
Read moreCySec's new rulings on trading bonuses concerning withdrawal conditions, profit made on trading bonuses and the method by which bonuses are explained and provided to clients
Read moreCFTC SmartCheckSM is a national campaign that launched in November 2014 to help investors identify and protect themselves against financial fraud
Read moreDuring routine examinations, FINRA found that numerous registered representatives of the three firms prepared and disseminated consolidated reports to customers either without adequate review or any prior review by a principal
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