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Tag: Morgan Stanley (NYSE:MS)

Clock ticking for banks on fintech disruption: Morgan Stanley

Banks need to get their IT investment priorities in order now given the rising risk…

September 20, 2018 3:43 pm

Exclusive: Morgan Stanley sells 6% stake in Plus500 as shares soar

LeapRate Exclusive... LeapRate has learned via regulatory filings that US based investment banking giant Morgan Stanley…

June 12, 2018 10:50 am

Exclusive: T. Rowe Price replaces Teddy Sagi as the largest Playtech shareholder

LeapRate Exclusive... For the first time in a long time, Teddy Sagi is no longer…

March 8, 2018 10:48 am

Morgan Stanley veteran Josh Wilsusen joins Ally Financial as MD Public Policy and Government Affairs

Online trading and banking company Ally Financial Inc (NYSE: ALLY) has announced that Josh Wilsusen has…

November 21, 2017 5:58 pm

Morgan Stanley hit with CFTC fine for Futures and Options trade reporting

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling…

November 3, 2017 2:35 am

Morgan Stanley hit with $13 million FINRA fine for short term sales of UITs

The U.S. Financial Industry Regulatory Authority (FINRA) has announced that it has fined the Morgan…

September 25, 2017 5:00 pm

SafeCharge names former Adyen exec Delphine Bos as VP Marketing, ex Berenberg Bank analyst Jean Beaubois for IR

Payments services and technologies provider SafeCharge International Group Ltd (LON:SCH) has announced that it has appointed…

September 4, 2017 11:22 am

Exclusive: Goldman Sachs selling its stake in FX broker CMC Markets after recent share runup

LeapRate Exclusive... LeapRate has learned via regulatory filings that global investment bank Goldman Sachs Group Inc…

June 26, 2017 9:59 am

FINRA bars Morgan Stanley rep who hid bond trades to skirt AML rules

U.S. Securities industry regulator Financial Industry Regulatory Authority (FINRA) announced today that it has barred…

June 2, 2017 2:45 pm

Exclusive: Morgan Stanley takes 5.1% position in gaming and FX provider Playtech

LeapRate Exclusive... LeapRate has learned via regulatory filings made in the US and the UK…

May 15, 2017 3:32 pm