March 26, 2014 BY Andrew Saks-McLeod
Santander UK receives £12.4 million penalty from FCA due to investment advice failings
UK division of European financial giant settles early with FCA to avoid fine of almost £17.7 million following FCA inspection which unearthed improper advice on investment products Amid the Financial Conduct Authority (FCA)'s current drive toward strengthening its regulatory stronghold over individuals and companies which offer financial advice to retail clients, the British regulatory authority…
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