April 27, 2018 BY Valentina Kirilova

Canadian securities regulators publish IIROC oversight review report

The Canadian Securities Administrators (CSA) has informed that it has released the Oversight Review Report of the Investment Industry Regulatory Organization of Canada (IIROC). The report evaluates whether specific regulatory processes were effective, efficient, and were applied consistently and fairly, and whether IIROC complied with the terms and conditions of its Recognition Orders. IIROC is…

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New BIS report cites “internalization” by large banks for 7% volume drop
January 19, 2018 BY Valentina Kirilova

IIROC releases latest Compliance Priorities Report

The Investment Industry Regulatory Organization of Canada (IIROC) today published its annual Compliance Priorities Report, highlighting the past year's compliance and registration achievements and areas of focus for the year ahead. IIROC protects investors and the integrity of Canadian markets by setting and upholding high regulatory standards," says Victoria Pinnington, Senior Vice-President, Market Regulation and…

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Bay Street Toronto
November 15, 2017 BY LeapRate Staff

Omega Securities opposing OSC attempt to shut down its equities trading platform

Toronto based Omega Securities Inc. has announced that it plans to vigorously oppose a temporary order that is being sought by staff of the Ontario Securities Commission (“OSC”), Canada's largest securities regulator, to suspend the registration of, and cease trading of any securities by the company, effective Friday, November 17. Omega’s trading platforms account for…

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July 19, 2016 BY Mike Fox

GAIN Capital launches new website for FOREX.com

GAIN Capital Holdings, Inc. (NYSE: GCAP), a global provider of online trading services, today launched a refresh of its global retail FX brand, FOREX.com, which includes a new visual identity and updated online presence. In addition, the brand refresh has officially launched for FOREX.com's Investment Industry Regulatory Organization of Canada (IIROC) regulated service in Canada, which will…

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