July 18, 2017 BY Valentina Kirilova

ASIC checks on limited AFS license experience

ASIC announced that has visited twenty limited Australian Financial Services (AFS) licensees during 2016 – 2017 to assess how they were operating under their new licences and to discuss and promote compliance with their AFS licensee obligations. This program followed the removal from 1 July 2016 of the exemption from holding an AFS licence that…

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