August 27, 2018 BY Valentina Kirilova
Hong Kong SFC bans individual for a year
The Hong Kong Securities and Futures Commission (SFC) has announced that it has banned Ms Fonia Kwok Lai Kwan from re-entering the industry for 12 months from 25 August 2018 to 24 August 2019 following her conviction for unlicensed asset management. The Eastern Magistrates’ Court found that between 2009 and 2015, Kwok, who was the…
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