September 22, 2017 BY Valentina Kirilova
Hong Kong SFC secures conviction against ETrade Securities Limited
The Eastern Magistrates’ Court today announced that has convicted ETRADE Securities (Hong Kong) Limited (ETrade HK) for actively marketing to the Hong Kong public US brokerage services provided by E*TRADE Securities LLC (ETrade US) which was not a licensee of the Securities and Futures Commission (SFC). This is the first criminal conviction secured by the…
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