Violations are a result of DBSI’s failure to maintain adequate controls and systems, reflecting a lack of supervision over its business as a CFTC registrant in violation of CFTC Regulation 166.3.
Read moreBank investing research competition is fierce as providing value-add can mean happy clients who stay - DB unveils new magazine that provides provocative, timely views on economics and finance from Deutsche Bank Research
Read moreSydney-based trader Andy Donaldson is under investigation by ASIC for inflating trades which resulted in losses to his employer of $5 million
Read moreDeutsche Bank AG London Branch (Deutsche) has been fined £4,718,800 by the Financial Conduct Authority (FCA) for incorrectly reporting transactions between November 2007 and April 2013. Deutsche failed to properly report 29,411,494 Equity Swap CFD (contracts for difference) transactions. The failure, which affected all Deutsche’s Equity Swap CFD transaction reports in this period, breaches FCA…
Read moreWhat is meant by 'monitor' and how exactly they will provide oversight or uncover unethical practices is not quite clear yet.
Read moreElectronic trading of yen swaps is not expected to be mandated in Japan until September 2015
Read morePrime Brokerage Extends Credit Options Offered by Advanced Markets with Deutsche Bank
Read moreSome of the world's largest interbank FX dealers have begun to make provisions for the impending fine as the FX rate manipulation case continues, whilst Lloyds Bank reinstates suspended trader.
Read moreDeutsche Bank sets aside funds for legal provision and payment of potential fines in FX rate manipulation case, indicating potential conclusion
Read moreRobert Mandeno has put in for retirement one year after returning to London to lead the Global eFX operation, whilst the firm's Global Head of FX Trading Kevin Rodgers prepares for departure in June.
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