December 10, 2015 BY Maria Nikolova
ASIC sanctions D2MX over failure to put in place price movement automated filters
Just a day after the Australian Securities & Investments Commission (ASIC) said it had imposed a monetary penalty on Etrade Australia Securities Limited over an order handling infringement, the Australian regulator is again sanctioning a company for similar reasons. D2MX Pty Ltd (D2MX) has agreed to pay a penalty of $120,000 to comply with an infringement…
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