October 03, 2018 BY Valentina Kirilova

ASIC successfully appeals sentence of former CBA financial planner

Australian regulator ASIC and the Commonwealth Director of Public Prosecutions have announced that they have successfully appealed the sentence of Ricky David Gillespie, a former senior financial planner of the Commonwealth Bank’s financial planning subsidiary, Commonwealth Financial Planning Limited. On 12 December 2017, Mr Gillespie was fined $3,000 with no conviction recorded, after pleading guilty…

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