December 12, 2018 BY Valentina Kirilova

Citadel Securities, Natixis and MUFG fined $6m for providing deficient blue sheet data

Three brokers will pay more than $6 million in order to settle Securities and Exchange Commission (SEC) charges. Citadel Securities LLC, Natixis Securities Americas LLC, and MUFG Securities Americas Inc. have provided the SEC with inaccurate securities trading information, when asked for the so called “blue sheet data,” which the SEC uses to carry out regulatory…

Read more