August 23, 2016 BY Valentina Kirilova
SFC suspends an account executive of BOCOM for 18 months
The Securities and Futures Commission (SFC) has suspended the licence of Mr Ku Yuen Leung, an account executive of BOCOM International Securities Limited (BOCOM), for 18 months from 23 August 2016 to 22 February 2018 for engaging in manipulative activities. The disciplinary action follows an SFC investigation which found that between 5 and 26 November…
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