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Screenshot of a breaking news alert e-mail from Q2 2017
Hong Kong’s financial regulator the Securities and Futures Commission (SFC) has updated its Alert List, which features the names of businesses that are unlicensed in Hong Kong and are believed to be, or to have been, targeting Hong Kong investors or claim to have an association with Hong Kong.
Added to the SFC Alert List is the company Northwest Capital Finance, operating at www.northwestcapitalfinance.com.
According to the SFC, Northwest Capital Finance provides a certain Hong Kong address, but it is not located there.
The company is not associated with Northwest Investment Management (Hong Kong) Limited, which is an SFC-licensed corporation.
The above website is apparently associated with North West Capital Funds HK Ltd (also known as Northwest Capital Investments Limited), an entity on the SFC’s Alert List.
The SFC Alert List can be seen here.