fca warning
June 08, 2017 BY Valentina Kirilova

FCA warns against Chicago Law Group firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm Chicago Law Group. Chicago Law Group is not authorised by the FCA but has been targeting people in the UK and is also carrying on regulated…

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SGX announces trading volumes
June 08, 2017 BY Valentina Kirilova

SGX welcomes Sanli Environmental Limited to Catalist

Singapore Exchange (SGX) today welcomed Sanli Environmental Limited to Catalist under the stock code “1E3”. Sanli Environmental Limited is a Singapore-based environmental engineering company with more than 10 years of experience in water and waste management. Its expertise includes the design, supply, delivery, installation, commissioning, maintenance, repair and overhaul of mechanical and electrical equipment, as…

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hkex main board
June 08, 2017 BY Valentina Kirilova

CFETS and HKEX establish joint venture for Bond Connect

China Foreign Exchange Trade System (CFETS) and Hong Kong Exchanges and Clearing Limited (HKEX) announced today the formation of a joint venture company in Hong Kong, Bond Connect Company Limited (BCCL), to support Bond Connect related trading services. Bond Connect is a new mutual market access scheme that will allow investors from Mainland China and…

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fca warning
June 08, 2017 BY Valentina Kirilova

FCA warns against FMP Fuhrer Marbach and Partners firm

UK financial regulator Financial Conduct Authority (FCA) has issued its latest warning against an unregulated financial services provider targeting UK consumers. The FCA’s latest warning is against the firm FMP Fuhrer Marbach and Partners. FMP Fuhrer Marbach and Partners is not authorised by the FCA but has been targeting people in the UK and is…

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Exness reports record trading volumes
June 08, 2017 BY Valentina Kirilova

Exness makes improvements to client registration process

Retail forex broker Exness announced a new set of major improvements to its registration process for its international clients. Note that the changes have no impact on the registration processes of Exness (Cy) Ltd and Exness Europe Limited which are regulated and supervised by CySEC and the FCA respectively. The improvements are scheduled to be implemented…

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Crypto “bot” trading hurting market reputation and individual investors
June 08, 2017 BY Valentina Kirilova

Broadridge: Robo-advisors and inorganic intelligence are the future of wealth management industry

A new wave of robo-advisors, an increasing number of partnerships between wealth managers and widespread usage of inorganic intelligence will drive significant change and opportunities for the wealth management industry in 2017 and beyond, according to a new report developed by Broadridge Financial Solutions, Inc. (NYSE:BR) in association with Aite Group. The report, “The Digital…

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June 08, 2017 BY Valentina Kirilova

TMX Group releases equity financing statistics for May

TMX Group (TSX: X) today announced its financing activity on Toronto Stock Exchange and TSX Venture Exchange for May, 2017. Toronto Stock Exchange welcomed 15 new issuers in May 2017, compared with 18 in the previous month and six in May 2016. The new listings included six exchange traded funds, two mining companies, one clean…

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clone firm FCA warning
June 08, 2017 BY Valentina Kirilova

FCA warns against Landa Asset Management clone firm

The UK Financial Conduct Authority (FCA) has put out details of the cloned firm Landa Asset Management. Fraudsters are using the details of firms, authorised by the FCA, to try to convince people that they work for a genuine, authorised firm. Fraudsters are using or giving out the following details as part of their tactics…

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