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Last year, the CFTC approved rules to better protect customers of futures brokers

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Failure to comply with Client Money Rules costs the company almost $1.5 million

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  • Guest says #
    Alan Weinrib C.E.O. web gamin...
    In spite of over a dozen calls to KPMG to make an offer for Worldspreads client list we never received 1 call back if the list is
  • Gerald Segal says #
    RE:Alan Weinrib C.E.O. web ga...
    Hi Alan, and thanks for your comment. Our understanding is that KPMG, from the outset, did not plan on selling the WorldSpreads cl
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  • LiteSites says #
    Useless
    These "rules" are useless. An FCM can "file" (whatever that means) a report on seg funds daily, or hourly, or whatever, but the i
  • Gerald Segal says #
    RE:Useless
    Good point Peter. I believe this is why the NFA also add "surprise spot checks" as one of their other recommendations. But at the
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