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Failure to comply with Client Money Rules costs the company almost $1.5 million

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RJO fined $125,000 and Vision Financial $525,000, both related to handling of client funds.

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Advocates broker disclosure of Balance Sheet and Income Statement.

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CFTC unveils details of new customer protection rules.

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  • CandleFOREX MetaTrader Programming says #
    PFG Best | Wasendor | CandleFO...
    I have not had my moring coffee yet, so I dont understand why the judge overseeing the case has barred anyone else (other than Eid
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  • LiteSites says #
    Useless
    These "rules" are useless. An FCM can "file" (whatever that means) a report on seg funds daily, or hourly, or whatever, but the i
  • Gerald Segal says #
    RE:Useless
    Good point Peter. I believe this is why the NFA also add "surprise spot checks" as one of their other recommendations. But at the
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