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Violations occurred between 2009-2012, CMS was undercapitalized by more than $13 million at one point.

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Last year, the CFTC approved rules to better protect customers of futures brokers

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CFTC issues $2.1 million financial penalty to Mitchell Huffman of Charlotte, NC, in addition to criminal sentencing two years prior

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Ohio Federal Court Rules against Defendants in Connection with Foreign Currency Ponzi Scheme

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CFTC orders Sean R. Stropp to pay $250,000 penalty and serves cease and desist order following false and misleading statements during a CFTC investigation

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The regulatory action comes as the company failed to maintain adequate capital and tried to cover it up

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Jenkins ran a Ponzi scheme through his company Harbor Light Asset Management allegedly trading S&P 500 Futures

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The fraudster is found guilty of misappropriation, case against his company Financial Robotics continues

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New World Holdings destroyed business records and failed to diligently supervise employees

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Mr Artem Obolensky suffers a rare foreign national penalty under The Dodd-Frank Act

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